Home / Past CPD & other training

Past CPD & other training

Thursday 23rd  November 2017  08:30 – 15:00

ALTERNATIVE INVESTMENT FUND MANAGERS LAW & AIF LAW

  • Coming changes to the regulatory framework
  • Who are the main stakeholders in an AIF set up?
  • AIFM and AIF operating conditions and organisational requirements
  • AIFM and AIF reporting obligations & disclosure to investors
  • AIF structures: legal status, internally vs externally managed, multiple investment compartments / umbrella structures, master-feeder structures
  • AIF with Limited Number of Persons (licensing, set-up, benefits and restrictions compared to AIFs)
  • How CIFs can extend their portfolio management services to AIFs

Instructor: Mr. Constantinos Papanastasiou

APPLIED RISK REQUIREMENTS & RISK MANAGEMENT: STRESS TESTING

  • Internal Capital Adequacy Assessment Process (ICAAP)
  • Stress Testing by Risk Factor: Illustrations with Examples
  • Trading Book Market Risk Measurement: Monte Carlo Simulation
  • Counter party Credit Risk: Value at Risk
  • Large Exposures Risk (Concentration to Counterparties, Industry Sectors, Products, Countries)
  • Operational Risk Stress Scenario Analysis
  • Using operational risk management best practices from the banking sector to manage and measure CIF AML Risk
  • Building a Loss Model for Quantifying your exposure to AML Risk

Instructor: Dr. Marios Kyriacou

Friday 24th November 2017  8:30 – 15:00

COMPLIANCE FUNCTION & COMPLIANCE RISKS

  • MiFID II and Other CySEC Regulatory Developments
  • Client Due Diligence (CDD)
  • Know-your-client (KYC)
  • Client Acceptance Policy (CAP)
  • Appropriateness Assessment & Suitability test
  • Guidelines for investment firms on the Compliance Function
  • EMIR & FATCA & CRS reporting obligations

Instructor: Mr. Constantinos Demetriou

PREVENTION & SUPPRESSION OF MONEY LAUNDERING & TERRORIST FINANCING

  • What is the EU 4th AML directive? What you need to know and how to prepare?
  • Risk based AML approach
  • AML risk assessment: how to implement?
  • Developing a risk based and dynamic customer categorisation procedure

Instructor: Mr. Constantinos Demetriou

Friday, 1st December 2017 8:30 – 15:00

APPLIED RISK REQUIREMENTS & RISK MANAGEMENT: UNDERSTANDING CAPITAL ADEQUACY

  • Capital requirements EU directive and regulation (CRD, CRR)
  • Capital adequacy calculation under CRR Pillar 1
  • Optimisation of your Capital Adequacy: improving your ratios without necessarily injecting new capital
  • Standardised approaches for Market Risk & Credit Risk
  • Basic indicator approach and standardised approach for Operational Risk
  • Capital management
  • Eligible regulatory capital structure: CET1, Tier 1, Tier 2
  • Countercyclical Credit Risk capital buffer for 2017

Instructor: Dr. Marios Kyriacou

 

Thursday & Friday, 15th & 16th June 2017

APPLIED RISK REQUIREMENTS & RISK MANAGEMENT (Joint seminar with CFSFA)

  • CySEC Circulars C026 and C027, EU Regulation 2016/1702 and other regulatory developments on risk related matters
  • What are the key risks an Investment Firm, a Fund or a Payment Institution are exposed to?
  • Can these risks be managed effectively and how?
  • Capital requirements EU directive and regulation (CRD, CRR)
  • Capital adequacy calculation under CRR Pillar 1
  • Capital management and optimisation
  • What is really an internal capital adequacy assessment process (ICAAP) under CRR Pillar 2?
  • How to effectively implement ICAAP and add value to your company?
  • Stress Testing: illustration and examples
  • Purpose and stages of Supervisory Review and Evaluation Process (SREP)
  • Using operational risk management best practices from the banking sector to manage and measure CIF AML risk.
  • How can you build a loss model for quantifying your exposure to AML risk?

Instructor: Dr. Marios Kyriacou

« 1 of 7 »


Thursday, 22nd June 2017 8:30 – 15:00

COMPLIANCE FUNCTION & COMPLIANCE RISKS (Joint seminar with CFSFA)

  • MiFID II and Other CySEC Regulatory Developments
  • Client Due Diligence (CDD) Ö Know-your-client (KYC)
  • Client Acceptance Policy (CAP)
  • Appropriateness Assessment & Suitability test
  • Guidelines for investment firms on the Compliance Function
  • EMIR & FATCA & CRS reporting obligations

Instructor: Mr. Constantinos Demetriou

Friday, 23rd June 2017 8:30 – 15:00

PREVENTION & SUPPRESSION OF MONEY LAUNDERING & TERRORIST FINANCING (Joint seminar with EFG Bank)

  • What is the EU 4th AML directive? What you need to know and how to prepare?
  • Risk based AML approach
  • AML risk assessment: how to implement?
  • Developing a risk based and dynamic customer categorisation procedure

Instructor: Mr. Constantinos Demetriou

ALTERNATIVE INVESTMENT FUND MANAGERS LAW & AIF LAW

  • Coming changes to the regulatory framework
  • Who are the main stakeholders in an AIF set up?
  • AIFM and AIF operating conditions and organisational requirements
  • AIFM and AIF reporting obligations & disclosure to investors
  • AIF structures: legal status, internally vs externally managed, multiple investment compartments / umbrella structures, master-feeder structures
  • AIF with Limited Number of Persons (licensing, set-up, benefits and restrictions compared to AIFS)
  • How CIFS can extend their portfolio management services to AIFs.

Instructor: Mr. Constantinos Papanastasiou

« 1 of 8 »
Top